PRIVACY PLEDGE
AND NOTIFICATION
Genesis Securities, LLC respects your
right to privacy. We have always been committed to secure
the confidentiality and integrity of your personal information.
We are proud of our privacy practices and want our current
and prospective customers to understand what information
we collect and how we use it.
Why We collect
Your Information
We gather information about you and your accounts so
that we can (i) know who you are and thereby prevent
unauthorized access to your information, (ii) design
and improve the products and services we offer and (iii)
comply with the laws and regulations that govern us.
What Information
We Collect
We may collect the following types of 'nonpublic personal
information' about you:
- Information about your identity,
such as your name, address and social security
Number;
- Information about your transactions
with us;
- Information we receive from you on
applications, such as your finances or employment.
What Sources
We Obtain Your Information
We collect nonpublic personal information about Genesis
Securities, LLC, and clients such as you from the following
sources:
- Information we receive from you on
applications or other forms; and
- Information about your transactions
with us, or others.
What Information
We Disclose
We do not disclose any nonpublic personal information
about our customers or former customers to anyone, except
as permitted by law. Moreover, we will not release information
about our customers or former customers unless one of
the following conditions is met:
- We receive your prior written consent.
- We believe the recipient to be you
or your authorized representative.
- We are required by law to release
information to the recipient.
We only use information about you and
your account to help us better serve your investment
needs or to suggest services or educational materials
that may be of interest to you.
Opt-Out Availability
If you prefer that we do not disclose nonpublic personal information about you to nonaffiliated third parties, you may opt out of those disclosures. You may direct us to not make those disclosures (other than those allowed by law). If you wish to opt out of disclosures to nonaffiliated third parties, you may contact Support at (212) 688-8888.
Confidentiality
And Security
We maintain physical, electronic and procedural safeguards
to guard your personal account information. We also
restrict access to your personal and financial data
to authorized Genesis Securities, LLC associates who
have a need for these records. We require all nonaffiliated
organizations to conform to our privacy standards and
are contractually obligated to keep the information
provided confidential and used as requested. Furthermore,
we will continue to adhere to the privacy policies and
practices described in this notice even after your account
is closed or becomes inactive.
We will continue to conduct our business
in a manner that conforms with our pledge to you, your
expectations and all applicable laws.
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